Next-Generation CRISPR Approaches for Therapeutic Development
Whitepaper
Published: July 6, 2026
Credit: iStock.
CRISPR-based genome editing is no longer defined by a single approach but by a range of editing mechanisms, delivery systems, and development strategies that determine how genome modifications are translated into therapeutic applications.
This whitepaper explores established and emerging CRISPR approaches and the supporting development and regulatory context shaping their use in therapeutics.
Download this whitepaper to explore:
- A comparison of HDR and NHEJ-based knock-in strategies, including HITI and MMEJ
- How base editing and prime editing are expanding the therapeutic landscape
- How delivery systems, donor design, and manufacturing and regulatory expectations influence CRISPR therapeutic development
Next-generation
CRISPR Approaches
Explore strategies to advance
therapeutic programs supporting
current regulatory guidance
WHITEPAPER
CRISPR knock-in methods
are dependent upon DNA
repair mechanisms and
cell cycle status
The knock-in process depends on eukaryotic
cells’ preferred DNA repair pathways responding
to a double-stranded DNA break (DSB) within its
genome. Such preference is heavily influenced by
the cell’s current cell cycle status. Non-homologous
end joining (NHEJ) is often the preferred method of
DSB repair for a cell, given that its activity is allowed
in all cell cycle phases.
While NHEJ has high
efficiency, it is error-prone.
Therefore, this pathway
has historically been the
preferred method to knockout
a target gene via natural
introduction of a missense
or nonsense mutation.1
The homology-directed
repair (HDR) pathway
is an alternative repair
pathway that can occur
after the DSB. This repair
method is considered
less efficient and more
precise than NHEJ. Still,
it is only available during
the synthesis and G2
phase of the cell cycle,
given that its machinery
depends upon a sister
chromatid to serve as the
homology donor template
for repair. HDR remains one
of the preferred methods for gene knock-in, with the
creation of DNA donor templates typically delivered
as a plasmid containing homology-directed arms for
insertion via HDR.2
In recent years, homology-independent targeted
insertion (HITI), which uses the NHEJ pathway, has
become more popular. This method is achieved
by first using two RNPs flanking the target sites,
resulting in DSBs in both the target cell genome
and the donor vector. HITI is completed by ligating
the vector donor template into the target site and is
considered more efficient than HDR.3
Another editing pathway called microhomologymediated
end joining (MMEJ)
uses NHEJ and is achieved
by using donor vectors with
5-25bp of homology on either
end of the DSBs created
by an RNP. The end result
with MMEJ is a knock-in by
the annealing of two ends
flanking the DSB site, and
this method is reported to be
2-3 times more efficient than
HDR.1,4
Common CRISPR
Delivery Methods
How CRISPR nucleases
and donor templates were
first deployed
CRISPR was originally
delivered with plasmids
expressing the Cas nuclease
and gRNA in the target
cells, with HDR donor
Next-generation CRISPR Approaches
CRISPR Overview
The discovery of Clustered Regularly Interspaced Short Palindromic Repeats (CRISPR) Cas9 gene editing
system has revolutionized the cell and gene therapy field. This system was discovered from a prokaryotic
adaptive immune response against bacteriophage infections that allowed targeted double-stranded DNA
(dsDNA) breaks within its genome directed by guide RNA (gRNA) to remove the bacteriophage insertions.1
Researchers soon applied their findings to knock-out and knock-in target genes within eukaryotic cells
by creating specific gRNAs to the target site complexed with a nuclease — termed ribonucleoprotein
(RNP). Common applications include ex vivo cell gene editing of inducible pluripotent stem cells (iPSCs),
hematopoietic stem cells, and primary immune cells for chimeric antigen receptor T-cells (CAR-T), natural killer
cells (NK), and natural killer T cells (NKT).
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2 CRISPR APPROACHES
Mitosis G0 G1
G2 Synthesis
NHEJ (HITI) & MMEJ
NHEJ (HITI) & HDR
Cell Cycle Pathway and DNA Repair Mechanisms
used for CRISPR
Cells responding to double-stranded DNA breaks (dsDNA)
from a CRISPR Cas9 endonuclease will have different
dsDNA repair mechanisms available depending on their
cell cycle status. Gap 0 (G0) Gap 1 (G1), Gap 2 (G2)
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3 CRISPR APPROACHES
templates amplified via PCR and gel extracted.
Later, researchers discovered that plasmids could
be delivered in a linear or supercoiled fashion as a
donor template. As the field has evolved, so have the
methods for CRISPR delivery both in terms of their
Cas nucleases and donor templates.5
Commonly used viral vectors for CRISPR
delivery
Adeno-associated virus (AAV) is a non-enveloped
DNA virus from the Parvovirdae family. Wild-type
AAV was discovered as an integrating virus that
targets human chromosome 19, but it was still
considered non-pathogenic, given that humans are
approximately 80% seropositive. The AAV format
commonly used as a delivery vehicle for gene
therapies is a modified recombinant AAV virus
lacking the DNA replication proteins Rep78/68,
resulting in episomal expression of DNA in infected
cells, which still confers therapeutic benefits without
the risk of genome integration.6,7
One of the shortcomings of this vector is its
transgene delivery limit only being <4.7kb. AAV can
be used to deliver the nuclease, gRNA, or the donor
template. However, the common nucleases used
are 4.2kb expressing the Streptococcus pyrogenes
(Cas9) and ~3.15kb for the Staphylococcus aureus
(SaCas9). SaCas9’s smaller size improves the
feasibility of delivery via AAV but has limitations in
the Protospacer Adjacent Motif (PAM) sequence
for targeting. While the larger and more common
Cas9 is still within the technical cloning limit of AAV,
its transduction still has shown some technical
difficulties in practice. Given the difficulties of
expressing a nuclease for CRISPR gene editing
within an AAV vector, many groups have attempted
approaches where multiple AAV vectors deliver the
gRNA, nuclease, and donor template on separate
AAV constructs or by different mechanisms.8,9
Although the 4.7kb transgene size limit is still a
technical hurdle, methods have been reported
allowing the fusion of two transgenes in tandem
expressed on two different AAV vectors, alleviating
this limitation for HDR donor template delivery.1,7
Despite these creative approaches and advances
to overcome some of this vector’s limitations, the
most common format of CRISPR knock-in seen using
AAV to date is with an AAV vector serving only as
an HDR donor template, producing an episomal
donor product along with an RNP delivered via
electroporation for HDR knock-in.10
Lentivirus (LV) — an enveloped RNA retrovirus
vector with a cloning capacity of <8kb capable
of transducing both dividing and non-dividing
cells — has a rich history in the field. It randomly
integrates into regions within a genome with a
propensity for insertion at frequently transcribed
sites. While a target transgene can be strongly
expressed using both vectors, the seemingly
random integration pattern raises concerns about
insertional mutagenesis and the potential for
creating a neoplastic condition when used in clinical
applications.7,11
While both LV and gamma retrovirus (γ-retrovirus )
are members of the Retroviridae family, LV has shown
a greater safety profile than γ-retrovirus. Early clinical
trials where γ-retrovirus was used to target X-linked
severe combined immunodeficiency (X-Linked
SCID) and Wiskott-Aldrich syndrome (WAS) resulted
in a large number of patients
developing acute T lymphocytic
leukemia due to insertional
mutagenesis.12,13 Further
clinical research
has since been
conducted
using LV to treat
X-linked SCID, WAS,
and blood cancers using
chimeric antigen receptor
(CAR) T-cells. These studies
have shown improved safety profiles
compared to γ-retrovirus.11,14 However, the FDA
recently released a black box warning on approved
CAR-T cell therapies using LV for manufacturing
because insertional mutagenesis was observed
in a small number of patients receiving CAR-T cell
therapies.15
Developing knock-in
methods for all
cell cycle phases
expands CRISPR’s
therapeutic
potential.
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4 CRISPR APPROACHES
Given its larger cloning capacity, LV can deliver
the traditional Cas9 and a single gRNA in one
vector with the donor template or knock-in gene in
another vector. While LV delivery is efficient, stable
expression due to integration poses other risks
when used for CRISPR. Therefore, researchers have
created a non-integrating transient expressing LV
already used in a few clinical applications, including
a cancer vaccine targeting dendric cells.7,14,16,17
The field is continuing to evolve along this vector,
but its application in the context of CRISPR trails
in popularity compared to other approaches at this
moment.
Commonly used non-viral methods for CRISPR
delivery
Electroporation is a very popular approach for ex
vivo gene editing of cells that are difficult to transfect,
such as primary cells. Electroporation is a physical
delivery method where small electrical currents
open cell membrane channels, allowing for the entry
of exogenous materials — in this case, the RNP
complex and the various options for DNA donor
template delivery used for CRISPR gene editing.
Electroporation methods require process
development in various stages, including determining
the specific voltages used during the transfection,
optimization of the ratios of gRNA to nuclease
in the RNP complexes, and final concentration
of RNP to include in the electroporation buffer.
Process optimization is required at multiple steps,
including the characterization of RNP complexes
after a ratio is determined to meet regulatory agency
recommendations.1,18
RNPs have also been successfully delivered both
ex vivo and in vivo using lipid nanoparticle (LNP)
formulations encapsulating protein-based or nucleic
acid-based CRISPR constructs. Furthermore, LNPs
are an approved FDA method of drug delivery,
making this an attractive delivery method for
developers.19,20 The delivery of nucleases in mRNA
format is also an increasingly popular approach since
mRNA has a faster onset after translation and is only
transiently expressed, reducing the chances of offtarget
effects.18
LNPs used for the delivery of mRNA are a common
approach, with a well-documented safety profile
demonstrated via COVID-19 vaccines and various
other clinical trials. The LNP formulation protects
the mRNA constructs from degradation and aids
in tropism, although it has been noted that LNP
constructs have an affinity for the liver. While
many reports still note this tropism for the liver with
LNPs delivered in vivo, much research is being
conducted to create formulations that have more
targeted tropisms termed selective organ targeting
(SORT).21,22 This method has many benefits with its
transient expression profile. This is in part due to
the degradation of mRNA in the cytoplasm, which
requires attention in the process development
stage to deliver sufficient mRNA to the cells for the
successful production of an RNP that works with a
donor template for knock-in.23
Extracellular vesicles (EV) or virus-like particle (VLP)
delivery systems are also gaining in popularity. VLPs
and EVs are similar in containing the viral envelope
and the target protein. However, VLPs contain the
addition of the structural proteins, with the target
protein fused to the Gag polyprotein, which is
cleaved by the Pol, releasing the target protein. EVs
function through viral budding meditated by their
outer layer of viral envelope proteins and the target
protein inside, resulting in endocytosis of the EVs
contents into the target cell. EV and VLP delivery
approaches have many benefits over viral vectors,
with their ability to overcome cargo restrictions and
a safety profile, given that the risk for insertional
mutagenesis is absent. Developers are using EVs
and VLPs to deliver nucleases for gene editing both
in vitro and in vivo.1,24
New CRISPR editing
approaches for in vivo editing
Developers using CRISPR were initially limited to
gene knockout after targeting a locus with an RNP if
the cell’s DSB repair pathway was limited to NHEJ.
Gene knock-ins were only thought possible if cells
were locked into the time points of the cell cycle (late
S-phase and G2) where HDR mechanisms were
available, given the presence of sister chromatids.
These limitations have been overcome with the
discovery of HITI and MMEJ, allowing for a gene
knock-in to occur when RNPs create a DSB in cells
that only have NHEJ repair systems available due to
their cell cycle status.
While methods to target cells that are not mitotically
active have been defined, the knock-in rates have
been variable and dependent on the targeted cell
type. Most of these knock-in approaches have
primarily been in the ex vivo setting, like CAR-T cells,
CAR NK cells, and inducible pluripotent stem cell
(iPSC) editing.
With the development of base editors, a new
CRISPR-based method suited for in vivo editing
approaches has evolved rapidly since its first
report in 2016.25 Base editors are comprised of a
mutated Cas9 nuclease that is catalytically dead
(dCas9), resulting in an enzyme that can precisely
NEXT-GENERATION
5 CRISPR APPROACHES
target a sequence of DNA but cannot create a
DNA break. This dCas9 is fused with a cytosine
deaminase or an adenosine deaminase within a
narrow window proximal to the dCas9 binding site.
Cytidine deaminase allows cytosine (C) to thymine
(T) and guanine (G) to adenine (A) transitions
with uracil intermediaries. Adenosine deaminase
allows A➡G and T➡C transitions with an inosine
intermediary. Base editors have undergone multiple
generations, improving their base editing efficiencies
with each iteration. The first generation consisted
of a dCas9 and cytosine or adenine deaminases,
while the second generation improved its editing
efficiency three-fold with the addition of a uracil DNA
glycosylase inhibitor, given that the innate cellular
base excision repair mechanisms would reverse the
intermediates created by the cytosine deaminase.
The third generation of base editors contains a Cas9
nickase (nCas9) designed to induce a nick on the
non-edited strand, pushing favorable DNA repair
mechanisms that result in a six-fold improvement
over the second generation base editors.25 Further
improvements on base editors have occurred,
including modifications that improve the editing
profile (reducing bystander editing), reducing
the number of insertions-deletions (indels), the
addition of nuclear localization signals to each Cas,
and improving the editing of G/C sequences. This
has resulted in several more generations of base
editors in the subsequent years.26
While base editors have significantly improved gene
editing technologies, it was limited to four DNA
substitutions, which led to the creation of prime editing.
Prime editing uses an nCas9 to create a nick for
the attached reverse transcriptase (RT) to extend
the target gene from the prime editing guide RNA
(pegRNA), which directs the complex to the target
site and serves as the template for the intended
integration.26,27 The result is a gene editing tool able
to create all 12 types of DNA substitutions and the
ability for insertions and deletions. This gene-editing
tool significantly increases the possible therapeutic
landscape of correcting up to 89% of pathogenic
genetic diseases documented in ClinVar.27
The most popular delivery format of base editors
is LNP-encapsulated mRNA constructs for in vivo
delivery, given the benefits of transient expression
and the safety profile of mRNA vectors. Many groups
are targeting a wide range of disease states with this
new technology, but process development for these
base editing approaches is rigorous. For example,
a base editor RNP must still be characterized,
which would require development work for the
characterization assays in addition to formulation and
complexing of LNP mRNA constructs.
Next-generation CRISPR
manufacturing methods
require next-generation
DNA vectors
Many of the shortcomings of CRISPR and other gene
editing modalities have been due, in part, to the
modest number of edited cells generated. Attempts
to improve these yields, like delivering CRISPR via
viral vectors, have modestly improved knock-in
rates (i.e., AAV donor template delivery and proteinbased
RNP, etc.). A few new CRISPR approaches
have significantly improved ex vivo cell editing yields
using a thoughtful implementation of selection or
enrichment systems alongside next-generation DNA
vectors as donor templates.
The first example of
this comes from
a group at
Genentech,
where they
compared three
DNA donor template
formats’ efficiency in
generating CRISPR HDR knock-in
primary CD8 T cells. They compared linear dsDNA,
a traditional pUC plasmid, and a next-generation
Nanoplasmid™ plasmid DNA vector system. They
reported that the Nanoplasmid vector generated
twice the number of edited cells compared to the
CRISPR-based
approaches can
now achieve
knock-in rates
of 80-90%.
NEXT-GENERATION
6 CRISPR APPROACHES
traditional pUC plasmid and three times as much as
the linear dsDNA donor template.28
Their findings supported using Nanoplasmid, a nextgeneration
plasmid vector designed for cell and gene
therapy applications. Nanoplasmid is a purposefully
designed plasmid with a small backbone (<500bp)
devoid of antibiotic-resistance selection genes and
bacterial encoding proteins. Its development was in
response to reports in the field providing evidence
that large backbone plasmids and the bacterial
coding proteins embedded with the backbone
were causal factors of increased post-transfection
toxicity and transgene silencing while delivering
gene payloads to cells.29 Genentech’s study reported
knock-in rates of 36.6-46.6% using the Nanoplasmid
vector and provided the CAR-T field with a
formidable new approach for CRISPR knock-ins.28
The following year, Editas Medicines published an
article reporting its SeLection by Essential-gene
Exon Knock-in (SLEEK) method. The SLEEK CRISPR
HDR knock-in method works by using RNPs to target
essential genes like GAPDH along with the target
locus for knock-in. The theory behind the approach
is that most cells will respond with NHEJ, resulting
in indels at the site of an essential gene, which will
result in cell death. This negative selection method
results in a highly purified cell population that has
successfully completed HDR of both the essential
and target genes, leading to survival. During the
testing of the SLEEK approach, the authors tested
their HDR knock-in method with various donor
templates, including Nanoplasmid, and reported
tremendous knock-in efficiencies of 90% or more.30
In the same year, another group published an
alternative knock-in and enrichment process using
HITI, called CRISPR enrichMENT (CEMENT). In this
knock-in process, an RNP targets the TRAC locus of
a primary human T cell and a Nanoplasmid knock-in
donor template. The donor template carries the target
gene (CAR construct) and dihydrofolate reductase
enzyme, which is known to confer resistance to
methotrexate, an FDA-approved chemotherapy
agent. Cells that successfully underwent HITI were
then enriched with a round of methotrexate selection
that killed all the cells that did not successfully
integrate the dihydrofolate reductase gene. The
results were functionally active cells of 80% purity
after a 14-day protocol tested using healthy and nonhealthy
donor peripheral blood mononuclear cells
(PBMCs).31
To read additional studies on Nanoplasmid as an
HDR template, please refer to the Nanoplasmid
Bibliography.
CRISPR-based manufacturing—
improving manufacturing
efficiencies and access to
treatments
The recent FDA approval of CRISPR-based
therapeutics has created hopeful excitement in the
field. The possibility of improved manufacturing
timelines, yields, and safety profiles are factors
that will support the growth and feasibility of the
increased adoption of cell and gene therapies in
the clinic. Developers now feel more confident
using CRISPR approaches in their pipelines
destined for rapid clinical development, but they
still face difficulties and uncertainty surrounding
manufacturing and regulatory requirements.
In 2022, the FDA released draft guidance on
Investigational New Drug (IND) applications for
Human Gene Therapy Drug Products Incorporating
Human Genome Editing technology to edit human
somatic cells. For developers applying gene editing
technology such as CRISPR, this guidance helps
clarify some key requirements around Chemistry,
Manufacturing, and Control (CMC) for the geneediting
reagents as well as the gene-modified cellular
Drug Product. For the first time, the FDA has defined
key control considerations for CRISPR reagents.
Method of delivery for the genome editing reagent
is key:
• When delivered in vivo (e.g., by viral vector or
nanoparticle), the final formulation is a drug
product and the gene editing technology itself is
considered as a drug substance.
• When a cellular drug product is administered
ex vivo, the gene modification technology (e.g.,
CRISPR reagents) are considered critical raw
materials that require a full Drug Substance
section in IND filings.
The guidance also touches on cGMP manufacturing
considerations for these drug substances. While
Phase I trials require components to adhere to the
FDA’s Guidance for Industry: cGMP for Phase 1
Investigational Drugs, later phase and approved
therapeutics will require cGMP components per 21
CFR Parts 210 and 211.
Streamlining life-altering
therapeutic development
Ushering a treatment based on an emerging
technology, such as a CRISPR-based therapy,
NEXT-GENERATION
7 CRISPR APPROACHES
through the clinical process is a complex and lengthy
endeavor. Partnering with the right CDMO can help
you move more smoothly from discovery through
clinical trials.
Aldevron supports the transition of CRISPR-based
therapies from research to clinical use:
• In-stock or custom manufactured nucleases at
research and cGMP/clinical grades
• Guide RNA (gRNA) sourced from Integrated DNA
Technologies (IDT) for research use or guides
produced at IDT’s Therapeutic Oligonucleotide
Manufacturing Facility for successful completion
of preclinical studies and clinical trials
• HDR donor templates using next-generation
Nanoplasmid™ vectors
• First-in-class RNP complexing and analytic
services**
• Compliant, proprietary QC test panels for RNP
Drug Substance*
• Multiple delivery approaches including RNP,
mRNA, or viral vector
• Regulatory experience supporting partners
through 1,000+ clinical trials
Working with a trusted partner dedicated to
clinical applications of CRISPR technologies, like
Aldevron, to source your nucleases, gRNAs (in
partnership with IDT), HDR templates, and other
key material provides a smoother transition from
research to clinical trials and beyond. Aldevron
provides 21CFR210-211 compliant manufacturing
and analytical characterization services, plasmid
vector systems, and mRNA services, giving you the
flexibility to pursue the approach that works best for
your application.
Gene editing by
CRISPR-Cas9
Adeno-associated virus
We support the following common formats of CRISPR donor template approaches: Protein Delivery
FOUR DIFFERENT WAYS INTO YOUR TARGET CELL
mRNA Delivery
5' G P P P AAA 3'
O-the-shelf
Cas Nuclease and
custom manufacturing
mRNA Cas9
delivery and gRNA
complexing in the cell
Oering o-the-shelf
helper and Rep/Caps
for AAV delivery
Nanoplasmid™ next-generation
plasmid vector systems as a
CRISPR donor template
mRNA drug substance
mRNA drug product
LNP ll/nish
RNP analytical services
for GMP
RNP complexing Transgene Rep/Cap
Gene of interest
Expression Plasmid Packaging Plasmids
Co-transfection
rAAV Vector
Common to all rAAV production
Helper
Plasmid
donor
templates
guideRNA generation
guideRNA generation
YOUR TARGET CELL
Contact Aldevron to speak with a CRISPR expert and explore how we can help you today.
*As of May 2024, Free gRNA and Free Cas9 assays are available for characterization. Validation of these assays is in progress.
** Aldevron provides RNPs only to customers who are duly licensed, including to make and have made RNPs, for their intended use.
NEXT-GENERATION
8 CRISPR APPROACHES
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